Additional Advisor Authorizations
Advisors can get specific authorization from a client to modify additional settings in the client account. These authorizations are listed on the Client Account Details page for open and pending client accounts.
Authorization Categories and Specific Tasks
Here is a list of all of the tasks that an advisor can be authorized to perform in a client's account. The list is organized by category just as on the actual authorization form.

- Change Account Info (Name & Address, Email, Phone Number, Legal Residence, Mailing address, Personal Info, Employment Info, Financial Information, Regulatory Information, Trading objectives,
- Change trading permissions and products
- Change account settings (Base Currency, Account Type)
- View and change account forms and tax forms.
- W8/W9 functions
- Change Investor Category (QIB, Accredited Investor, etc)
- Statement/Confirm Delivery Settings
- Trading Configuration
- Market Data
- Market Data Subscriber Status
- Alert Notification
- Paper Trading Account

- Transmit payments or assets from the client account to third parties including wire transfers, ACH transfers and other transfers of funds or assets.
- Place limits on this authority by specifying a maximum amount and time period in months. For example, no more than $5,000 per 3 month period.

- Corporate Actions should be sent to the advisor not the client.
- Proxy delivery and voting will be done by the advisor not the client.

- Hedge Fund Capital Introduction Program Agreement
- Enroll or un-enroll in the Stock Yield Enhancement Program

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Used by our Compliance department in the event that an advisor wants to control the email address used for the client account.