About the XML Sample Files

Read this section to learn more about the XML sample files that we provide.

Application XML currently supports Individual, Joint and IRA clients for an Advisor or Introducing Broker account. Once we have approved your signed Application XML Agreement, we will provide the XML sample files via email. Your programming or technical resources can use the XML samples as models for the XML documents containing your clients' application information that you send back to us.

Advisor Client Types - Sample Files

The sample files include XML application data and required PDF forms for the following types of client accounts:

Additional non-US samples files (dual language) are also included.

• Individual - Individual_US_Sample.zip

• Joint - Joint_Sample.zip

• IRA - Traditional Rollover - TraditionalRolloverIRA_Sample.zip

• IRA - Roth - RothIRA_Sample.zip