Financial Profile

The Financial Profile page lets you change the following financial information for your Proprietary Account for Broker-Dealers account, which you originally entered into your account application:

  • Income and Worth

  • Investment Objectives & Intended Purpose of Trading

  • Investment Experience

  1. Click the User menu (head and shoulders icon in the top right corner) > Settings > Account Profile > Financial Profile

  2. In the Income and Worth section, click the edit button and update the profile as required.

  3. In the Source of Wealth section, click the + button, select a source of wealth, indicate if this source will fund your account, then enter the percentage of your account that will be funded from this source. Enter any notes to provide a description for this source. Repeat for each additional source of wealth.

  4. In the Investment Objectives and Intended Purpose of Trading section, click the edit button and update your selections as required by clicking the boxes.

  5. In the Investment Experience section, click the edit button and update the information as required. Remember, different products require different levels of experience.

  6. Click Continue.

  7. Verify the updated information and then click Continue.

  8. If you need to make further changes, click Back, then make corrections before submitting.

  9. If you do not participate in the Secure Login System for two-factor authentication, you will receive an email with a confirmation number. Enter the confirmation number sent to you via email, then click Continue. If you have not received a confirmation number, click Request Confirmation Number to have a new confirmation number sent to your email address.

  10. Click Ok.