Rules for Linking to and Delinking from an Advisor

If your account is linked to an Advisor-managed account, you may decide to delink that account and/or link to a different Advisor (relink).

Before doing so, familiarize yourself with the following restrictions on linking and relinking.

• You can link to a Multiple Fund Hedge Fund Investment Manager as well as to an Advisor.
• Trading Sub accounts cannot be delinked or relinked.
• Proprietary Accounts for Broker-Dealers cannot be delinked or relinked.
• Client accounts with Money Manager-attached accounts cannot be delinked or relinked.
• Client accounts with a UKL segment cannot relink to a Financial Advisor without a UKL segment.
• Client accounts cannot relink from a Financial Advisor, Family Advisor, and Non-Professional Advisor to a Hedge Fund.
• Only Fund accounts can be relinked from a Multiple Fund Investment Manager to another Multiple Fund Investment Manager.
• When delinking accounts from or relinking accounts to a Financial Advisor, you can delink or relink all accounts or one or more accounts.
• Partitioned accounts cannot be delinked or relinked.
• Hedge Fund clients of a Multiple Hedge Fund account cannot be delinked.