AssociatedIndividual

  • Specify individuals associated with the account. This includes the individual completing the application and who has authority to sign agreements AND individual owners.

  • Fully Disclosed Client (Org)

  • Advisor Client ( Org)

  • Non-Disclosed- NonQI Client (Org)

  • Non-Disclosed- QI Client with Trading (Org)

  • Non-Disclosed- QI Client with No Trading (Org)

  • Org: Organization

  • User must specify at least one AssociatedIndividual.

  • Error will be thrown if No AssociatedIndividual is designated as as an Authorized Person (ie. AuthorizedPerson='true')

XSD

Copy 
<xsd:complexType name="AssociatedEntities" use="Required for Orgs and Trusts" minOccurs="0" maxOccurs="1" />
<xsd:element name="AssociatedIndividual" use="Required for Orgs and Trusts" minOccurs="0" maxOccurs="6" />
<xsd:attribute name="AuthorizedPerson" type="Boolean" use="Required" />
 <xsd:attribute name="external_id" type="String" use="Required" />
<xsd:sequence>

Parameters

Name

Type

Description

external_id

String

Identifier for the account. This will be specified by the counterparty.

 

AuthorizedPerson

true

false

AuthroizedPerson is the individual completing the application and who has authority to sign agreements. Only one AuthorizedPerson is required for one of the AssociatedIndividual. An AuthorizedPerson does not need to be listed as an owner OR controlling person.

Copy
AuthroizedPerson
<AssociatedIndividual AuthorizedPerson="true" external_id="testerorgAP123">
Copy
AuthroizedPerson
<AssociatedEntities>
<AssociatedIndividual AuthorizedPerson="true" external_id="testorgAP123">
  <Name first="John" last="Tester"/>
  <DOB>1940-08-09</DOB>
  <CountryOfBirth>USA</CountryOfBirth>
  <Residence city="Greenwich" country="USA" postal_code="29209" state="CT" street_1="2 Pickwick Plaza"/>
  <Phones>
    <Phone country="USA" number="2034228988" type="Mobile"/>
  </Phones>
  <Email email="tester@ibkr.com"/>
  <Identification IssuingCountry="USA" SSN="11221122" citizenship="USA"/>
  <TaxResidencies>
    <TaxResidency TIN="11221122" TINType="SSN" country="USA"/>
  </TaxResidencies>
  <Title code="DIRECTOR"/>
  <EmploymentType>EMPLOYED</EmploymentType>
  <EmploymentDetails>
    <employer>Interactive Brokers</employer>
    <occupation>Financial Managers</occupation>
    <employer_business>Investment Advisory</employer_business>
    <employer_address city="Greenwich" country="USA" postal_code="29223" state="CT" street_1="2 Pickwick Plaza"/>
  </EmploymentDetails>
</AssociatedIndividual>
</AssociatedEntities>
Copy
Owner
<AssociatedEntities>
<AssociatedIndividual AuthorizedPerson="true" external_id="testorgAP123">
  <Name first="John" last="Tester"/>
  <DOB>1940-08-09</DOB>
  <CountryOfBirth>USA</CountryOfBirth>
  <Residence city="Greenwich" country="USA" postal_code="29209" state="CT" street_1="2 Pickwick Plaza"/>
  <Phones>
    <Phone country="USA" number="2034228988" type="Mobile"/>
  </Phones>
  <Email email="tester@ibkr.com"/>
  <Identification IssuingCountry="USA" SSN="11221122" citizenship="USA"/>
  <TaxResidencies>
    <TaxResidency TIN="11221122" TINType="SSN" country="USA"/>
  </TaxResidencies>
  <Ownership percentage="50"/>
  <Title code="OWNER"/>
  <EmploymentType>EMPLOYED</EmploymentType>
  <EmploymentDetails>
    <employer>Interactive Brokers</employer>
    <occupation>Financial Managers</occupation>
    <employer_business>Investment Advisory</employer_business>
    <employer_address city="Greenwich" country="USA" postal_code="29223" state="CT" street_1="2 Pickwick Plaza"/>
  </EmploymentDetails>
</AssociatedIndividual>
</AssociatedEntities>