InvestmentObjectives

  • Specify InvestmentObjectives for the applicant.

  • Fully Disclosed Client (Individual, Joint, Retirement, Org, Trust)

  • Advisor Client (Individual, Joint, Retirement, Org, Trust)

  • Eligibility for TradingPermissions will vary based on the InvestmentObjectives.

  • This cannot be hardcoded.

  • To Trade All Products

    • Growth + Trading Profits + Speculation + Hedging

    • Growth + Speculation + Hedging

    • Growth + Speculation

    • Growth + Trading Profits

    • Hedging + Trading Profits

    • Speculation + Hedging

    • Speculation + Hedging + Trading Profits

  • Bonds Only
    • Preservation of Capital only

  • Income + Preservation of Capital + Growth= cannot include Options or Forex

  • Income + Preservation of Capital + Growth + Hedging= cannot include Options

XSD

Copy 
<xsd:complexType name="InvestmentObjectives" minOccurs="0" maxOccurs="1" />
<xsd:sequence>
<xsd:element name="objective" type="objective" use="Required" maxOccurs="6" />
</xsd:sequence>

Parameters

Name

Type

Description

objective

Preservation

Income

Growth

Trading

Speculation

Hedging

Preservation of Capital: Seek maximum safety and stability for your principal by focusing on securities and investments that carry a low degree of risk.

Income: Generate dividend, interest or other income instead of, or in addition to, seeking long-term capital appreciation.

Growth: Increase the principal value of your investments over time rather than seeking current income. Investor assumes higher degree of risk.

Trading Profits    : Increase the principal value of your investments by using shorter term trading strategies and by assuming higher risk.

Speculation: Substantially increase the principal value of your investments by assuming substantially higher risk to your investment capital.

Hedging: Take positions in a product in order to hedge or offset the risk in another product.

Copy 
<InvestmentObjectives> 
 <objective>Growth</objective> 
</InvestmentObjectives>