Using the Pre-Trade Compliance Tool

Instructions

Use the Pre-Trade Compliance tool to apply trade-related rules and restrictions to an account, or to all employees. Restrictions applied by the Master user are inherited by all current and all future employees.

Common Tasks

• Open the Pre-Trade Compliance tool

• Create a Restriction

• Apply a restriction to an account

• Create a list of items that can be used in a rule as a single entity

• Run a report of account restrictions and lists

 

 

Additional Resources

Learn About the Pre-Trade Compliance at IBKR Campus