Apply a Restriction
You can apply restrictions per user, per account at the account level, or to all sub-accounts at the Family level. Restrictions applied at the Family level are inherited by all current and future sub-accounts. You can apply restrictions several ways: from the Restrictions Library, from the Accounts window or from the Users window.
Instructions
Apply a Restriction from the Restrictions Library
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Select the Restrictions button in the top right corner of the Pre-Trade Compliance Tool.
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From the table, find the restriction you want to apply, and click the corresponding value in the Accounts or Users column in the restriction row.
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In the Assign Accounts (or Assign Users) list, select those to which you want to apply the restriction.
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Save.
Apply Restrictions from the Accounts list
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Select the Accounts button in the top right corner of the Pre-Trade Compliance Tool.
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In the table, click the account to which you want to apply a restriction. (Use checkboxes to apply restrictions to multiple accounts).
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In the list of Account Restrictions, select the restriction(s) you want to apply to the selected account.
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The list of Inherited Restrictions shows the family restrictions that were applied at the Master account level and have been inherited by this and all other sub-accounts. If a restriction is applied at the family level it will not be available to be applied at the account level (and vice versa).
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Apply Changes.
Apply Restrictions from the Users list
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Note that some restrictions may not be applicable to users as indicated by a dash in the Users column of the Restrictions Library.
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Select the Master Users button in the top right corner of the Pre-Trade Compliance Tool.
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In the table, click the user to which you want to apply a restriction. (Use checkboxes to apply restrictions to multiple users).
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In the list of User Restrictions, select the restriction(s) you want to apply to the selected user.
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Apply Changes.