Advisor Reports

  1. Click Performance & Reports followed by Advisor Reports

    • Alternatively, click Menu in the top left corner > Reporting > Advisor Reports

The Advisor Reports page gives you access to the following reports:

  • Advisor Fee Invoices - View fee invoices for specific clients and dates.
  • Client Summary - A snapshot of client balances and performance over a one-day period.
  • Compliance - View and download Form 13F (Information Required of Institutional Investors) and Form 13D/G (Beneficial Ownership Report) compliance reports.
  • Fee Cap - The Advisor Fee Cap report displays the amount of available fee cap by client.
  • Form ADV Worksheet - The uniform form used by investment advisers to register with both the SEC and state securities authorities.
  • Income Report - View client fee's paid for advisor services.
  • P&L Markup - Shows a summary of client profit and loss (P/L) used to determine quarterly and annual performance fees paid to an Advisor for a single client account or for all client accounts.
  • Quarterly Statement Delivery Audit - View information pertaining to client mailed quarterly statements.
  • Questionnaire History - View clients' risk capacity for specific date range.
  • RiskScore History - View clients' risk score for specific date range.