Using the Pre-Trade Compliance Tool

Use the Pre-Trade Compliance tool to apply trade-related rules and restrictions to an account or user, or to an entire account family, including all client/sub-accounts. Restrictions applied by the Master user at the family level are inherited by all current and all future client and sub-accounts.

Common Tasks

• Open the Pre-Trade Compliance tool

• Create a Restriction

• Apply a restriction to an account or user

• Create a list of items that can be used in a rule as a single entity

• Run a report of accounts, users, restrictions and lists

• Set up a Trade Monitor to generate custom, trade-related reports

 

Additional Resources

Learn About the Pre-Trade Compliance at IBKR Campus